SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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1. Name and Address of Reporting Person*
PHARMACEUTICAL PRODUCT DEVELOPMENT, LLC

(Last) (First) (Middle)
929 NORTH FRONT STREET

(Street)
WILMINGTON NC 28401

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
07/25/2018
3. Issuer Name and Ticker or Trading Symbol
Liquidia Technologies Inc [ LQDA ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Series C Preferred Stock (1) (1) Common Stock 442,819 (1) D(2)(3)
1. Name and Address of Reporting Person*
PHARMACEUTICAL PRODUCT DEVELOPMENT, LLC

(Last) (First) (Middle)
929 NORTH FRONT STREET

(Street)
WILMINGTON NC 28401

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Wildcat Acquisition Holdings (UK) Ltd

(Last) (First) (Middle)
929 NORTH FRONT STREET

(Street)
WILMINGTON NC 28401

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Jaguar Holding Co II

(Last) (First) (Middle)
929 NORTH FRONT STREET

(Street)
WILMINGTON NC 28401

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Jaguar Holding Co I, LLC

(Last) (First) (Middle)
929 NORTH FRONT STREET

(Street)
WILMINGTON NC 28401

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Eagle Holding Co II, LLC

(Last) (First) (Middle)
929 NORTH FRONT STREET

(Street)
WILMINGTON NC 28401

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Eagle Holding Co I

(Last) (First) (Middle)
929 NORTH FRONT STREET

(Street)
WILMINGTON NC 28401

(City) (State) (Zip)
Explanation of Responses:
1. All shares of Series C Preferred Stock, par value $0.001 per share, have no expiration date and will automatically convert into the Issuer's common stock on approximately a 0.1295-for-1 basis immediately prior to the closing of the initial public offering.
2. These securities are held of record by Pharmaceutical Product Development, LLC ("Pharma LLC"). Wildcat Acquisition Holdings (UK) Limited ("Wildcat") is the sole member of Pharma LLC; Jaguar Holding Company II ("Jaguar II") is the sole shareholder of Wildcat; Jaguar Holding Company I, LLC ("Jaguar I") is the sole shareholder of Jaguar II; Eagle Holding Company II, LLC ("Eagle II") is the sole member of Jaguar I; and Eagle Holding Company I is the sole member of Eagle II. By virtue of such relationships, each of the reporting persons may be deemed to have beneficial ownership over such securities.
3. This report on Form 3 is jointly filed by the reporting persons. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the reporting persons is a beneficial owner of such securities for the purposes of Section 16 of the Exchange Act, or for any other purposes.
PHARMACEUTICAL PRODUCT DEVELOPMENT, LLC By: /s/ B. Judd Hartman, Name: B. Judd Hartman Title: Chief Administrative Officer, General Counsel and Secretary 07/25/2018
WILDCAT ACQUISITION HOLDINGS (UK) LIMITED By: /s/ B. Judd Hartman, Name: B. Judd Hartman Title: Director 07/25/2018
JAGUAR HOLDING COMPANY II By: /s/ B. Judd Hartman, Name: B. Judd Hartman Title: General Counsel and Secretary 07/25/2018
JAGUAR HOLDING COMPANY I, LLC By: /s/ B. Judd Hartman, Name: B. Judd Hartman Title: General Counsel and Secretary 07/25/2018
EAGLE HOLDING COMPANY II, LLC By: /s/ B. Judd Hartman, Name: B. Judd Hartman Title: General Counsel and Secretary 07/25/2018
EAGLE HOLDING COMPANY I By: /s/ B. Judd Hartman, Name: B. Judd Hartman Title: General Counsel and Secretary 07/25/2018
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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